The New Global Regulatory Landscape

Name: The New Global Regulatory Landscape
SKU: 2233451
Price: 413.99 AUD
Availability: InStock

Impact on Finance and Investment

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Format:

Hardback

Series:

Finance and Capital Markets Series

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Description

Sabanes-Oxley is a recent development in US law that will affect both US and non-US firms seeking to comply with corporate governance initiatives. There is particular relevance to the financial services industry not just because of the fundamental applicability of corporate governance to the firms themselves, but because the firms act on behalf of many thousands of institutional shareholders who have similar concerns over both the companies they invest in as well as the duty of their custodians. This means that there are issues of compliance, risk management and fiduciary duty applicable to these firms and to the financial institutions involved in their affairs. McGill and Sheppey illustrate the broader context requiring investors and custodians to meet the regulatory needs of specific jurisdiction and how best to structure overall business models to meet multi-layer legal and operational framework.

Author Biography:

Ross McGill is a prolific author in this field. His extensive experience is based on over a decade of providing the financial services sector with practical, best practice solutions to compliance, data protection, corporate governance and regulatory issues. He is director of marketing for Globetax and managing director of Tconsult Ltd. He is the author of two best-selling books on international regulations and treaties. Terence Sheppey has over twenty years experience in the IT and communications industry, including twelve working with international companies and managing global relationships. His work on shaping strategies led him to found Precision Texts Ltd, a strategy, white paper and documentation specialist consultancy. Experience of working with major financial institutions and researching regulatory frameworks has led to expertise in the history and direction of financial regulation.

Release date Australia

July 22nd, 2005

Author

Audience

Professional & Vocational

Illustrations

XVIII, 238 p.

Pages

238

Series

Finance and Capital Markets Series

Dimensions

152x229x20

ISBN-13

9781403942814

Product ID

2233451

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